-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A8bg9jVgg6Cy0/mKy1Y+RCU0MFDEGU/eAQPp22Qhi76+y7aStwBQv8bFrH8th0kf BgE6st7H3Qf+Ue3a09xNRQ== 0000930661-01-501449.txt : 20010808 0000930661-01-501449.hdr.sgml : 20010808 ACCESSION NUMBER: 0000930661-01-501449 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20010807 GROUP MEMBERS: CONSOLIDATED INVESTMENT SERVICES, INC. GROUP MEMBERS: ESTATE OF CHARLES A. SAMMONS GROUP MEMBERS: ROSEWOOD PROPERTY COMPANY GROUP MEMBERS: SAMMONS ENTERPRISES, INC. GROUP MEMBERS: SAMMONS VENTURE PROPERTIES, INC. GROUP MEMBERS: SVP RPC VENTURE GROUP MEMBERS: THE ROSEWOOD CORPORATION SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WELLSFORD REAL PROPERTIES INC CENTRAL INDEX KEY: 0001038222 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 133926898 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-51221 FILM NUMBER: 1700181 BUSINESS ADDRESS: STREET 1: 535 MADISON AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2128383400 MAIL ADDRESS: STREET 1: 535 MADISON AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CAROLINE HUNT TRUST ESTATE CENTRAL INDEX KEY: 0001024767 STANDARD INDUSTRIAL CLASSIFICATION: TEXTILE MILL PRODUCTS [2200] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 100 CRESCENT COURT STREET 2: SUITE 1700 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2148718600 MAIL ADDRESS: STREET 1: 500 CRESCENT COURT STREET 2: SUITE 300 CITY: DALLAS STATE: TX ZIP: 75201 SC 13D 1 dsc13d.txt SCHEDULE 13D - -------------------------------------------------------------------------------- SEC 1746 POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION (2-98) CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER. - -------------------------------------------------------------------------------- UNITED STATES ------------------------------ | OMB APPROVAL | SECURITIES AND EXCHANGE COMMISSION |----------------------------| |OMB Number: 3235-0145 | WASHINGTON, D.C. 20549 |----------------------------| |Expires: October 31, 2002 | SCHEDULE 13D |----------------------------| |Estimated average burden | UNDER THE SECURITIES EXCHANGE ACT OF 1934 |hours per response. . . 14.9| ------------------------------ (AMENDMENT NO. ________)* Wellsford Real Properties, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock Par Value $.02 per Share - -------------------------------------------------------------------------------- (Title of Class of Securities) 950240200 - -------------------------------------------------------------------------------- (CUSIP Number) Nancy K. Dunlap 500 Crescent Court Suite 300 Dallas, Texas 75201 (214) 756-6187 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) June 8, 2001 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of (S)(S)240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. [ ] NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See (S)240.13d-7 for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - -------------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). SVP-RPC Joint Venture - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) X (b) - -------------------------------------------------------------------------------- 3. SEC Use Only.............................................. - -------------------------------------------------------------------------------- 4. Source of Funds (See Instructions) WC - -------------------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)........................ - -------------------------------------------------------------------------------- 6. Citizenship or Place of Organization Texas - -------------------------------------------------------------------------------- Number of Shares 7. Sole Voting Power................... Beneficially Owned by 8. Shared Voting Power 405,500 Each Reporting 9. Sole Dispositive Power............... Person With 10. Shared Dispositive Power 405,500 - -------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 405,500 - -------------------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) - -------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 6.4% - -------------------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) PN - -------------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Sammons Venture Properties, Inc. - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) X (b) - -------------------------------------------------------------------------------- 3. SEC Use Only.............................................. - -------------------------------------------------------------------------------- 4. Source of Funds (See Instructions) OO - -------------------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)............. - -------------------------------------------------------------------------------- 6. Citizenship or Place of Organization Delaware Number of Shares 7. Sole Voting Power...................... Beneficially Owned by Each Reporting Person With 8. Shared Voting Power 0 9. Sole Dispositive Power................. 10. Shared Dispositive Power 405,500 - -------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 405,500 - -------------------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) - -------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 6.4% - -------------------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) CO - -------------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Consolidated Investment Services, Inc. - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) X (b) - -------------------------------------------------------------------------------- 3. SEC Use Only.............................................. - -------------------------------------------------------------------------------- 4. Source of Funds (See Instructions) OO - -------------------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e).... - -------------------------------------------------------------------------------- 6. Citizenship or Place of Organization Nevada - -------------------------------------------------------------------------------- Number of Shares 7. Sole Voting Power................... Beneficially Owned by 8. Shared Voting Power 0 Each Reporting 9. Sole Dispositive Power.............. Person With 10. Shared Dispositive Power 405,500 - -------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 405,500 - -------------------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) - -------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 6.4% - -------------------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) CO - -------------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Sammons Enterprises, Inc. - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) X (b) - -------------------------------------------------------------------------------- 3. SEC Use Only.............................................. - -------------------------------------------------------------------------------- 4. Source of Funds (See Instructions) OO - -------------------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e).... - -------------------------------------------------------------------------------- 6. Citizenship or Place of Organization Delaware Number of 7. Sole Voting Power................... Shares Beneficially 8. Shared Voting Power 0 Owned by Each 9. Sole Dispositive Power.............. Reporting Person With 10. Shared Dispositive Power 405,500 - -------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 405,500 - -------------------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) - -------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 6.4% - -------------------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) CO - -------------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Estate of Charles A. Sammons - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) X (b) - -------------------------------------------------------------------------------- 3. SEC Use Only.............................................. - -------------------------------------------------------------------------------- 4. Source of Funds (See Instructions) OO - -------------------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e).... - -------------------------------------------------------------------------------- 6. Citizenship or Place of Organization Texas Number of 7. Sole Voting Power................... Shares Beneficially 8. Shared Voting Power 0 Owned by Each 9. Sole Dispositive Power.............. Reporting Person With 10. Shared Dispositive Power 405,500 - -------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 405,500 - -------------------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) - -------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 6.4% - -------------------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) OO - -------------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Rosewood Property Company - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) X (b) - -------------------------------------------------------------------------------- 3. SEC Use Only.............................................. - -------------------------------------------------------------------------------- 4. Source of Funds (See Instructions) OO - -------------------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e).... - -------------------------------------------------------------------------------- 6. Citizenship or Place of Organization Delaware - -------------------------------------------------------------------------------- Number of 7. Sole Voting Power................... Shares Beneficially 8. Shared Voting Power 405,500 Owned by Each 9. Sole Dispositive Power.............. Reporting Person With 10. Shared Dispositive Power 405,500 - -------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 405,500 - -------------------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) - -------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 6.4% - -------------------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) CO - -------------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). The Rosewood Corporation - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) X (b) - -------------------------------------------------------------------------------- 3. SEC Use Only.............................................. - -------------------------------------------------------------------------------- 4. Source of Funds (See Instructions) OO - -------------------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e).... - -------------------------------------------------------------------------------- 6. Citizenship or Place of Organization Texas - -------------------------------------------------------------------------------- Number of 7. Sole Voting Power................... Shares Beneficially 8. Shared Voting Power 405,500 Owned by Each 9. Sole Dispositive Power.............. Reporting Person With 10. Shared Dispositive Power 405,500 - -------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 405,500 - -------------------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) - -------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 6.4% - -------------------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) CO - -------------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Caroline Hunt Trust Estate - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) X (b) - -------------------------------------------------------------------------------- 3. SEC Use Only.............................................. - -------------------------------------------------------------------------------- 4. Source of Funds (See Instructions) OO - -------------------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e).... - -------------------------------------------------------------------------------- 6. Citizenship or Place of Organization Texas - -------------------------------------------------------------------------------- Number of Shares Beneficially Owned by Each Reporting Person With 7. Sole Voting Power................... 8. Shared Voting Power 405,500 9. Sole Dispositive Power.............. 10. Shared Dispositive Power 405,500 - -------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 405,500 - -------------------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) - -------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 6.4% - -------------------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) OO ITEM 1. SECURITY AND ISSUER This statement on Schedule 13D (the "Statement") relates to the Common Stock, $.02 par value per share (the "Common Stock"), of Wellsford Real Properties, Inc., a Maryland corporation (the "Issuer"). The principal executive offices of the Issuer are located at 535 Madison Avenue, New York, New York 10022. ITEM 2. IDENTITY AND BACKGROUND This Statement is being filed by (i) SVP-RPC Joint Venture ("SVP- RPC"), (ii) Rosewood Property Company ("RPC"), (iii) The Rosewood Corporation ("Rosewood"), (iv) Caroline Hunt Trust Estate ("CHTE"), (v) Sammons Venture Properties, Inc. ("SVP"), (vi) Consolidated Investment Services, Inc. ("Consolidated"), (vii) Sammons Enterprises, Inc. ("Sammons") and (viii) the Estate of Charles A. Sammons (the "Sammons Estate" and, together with SVP-RPC, RPC, Rosewood, CHTE, SVP, Consolidated and Sammons, the "Reporting Persons"). RPC and SVP are venturers in SVP-RPC. RPC is a wholly-owned subsidiary of Rosewood. Rosewood is a wholly-owned subsidiary of CHTE. SVP is a wholly-owned subsidiary of Consolidated. Consolidated is a wholly-owned subsidiary of Sammons. Sammons is 90.17% owned by the Sammons Estate. An agreement among the Reporting Persons with respect to the filing of this statement is attached hereto as Exhibit 1. SVP-RPC is a Texas joint venture. The principal business activities of SVP-RPC are to acquire, own, invest in, sell and otherwise dispose of (i) improved or unimproved real estate, and (ii) stock, securities, partnership interests, joint venture interests, limited liability company membership interests, bonds, mortgages, and other evidences of indebtedness relating to improved or unimproved real estate or real estate businesses or companies. Major decisions for SVP-RPC must be made by RPC and SVP. RPC is a Delaware corporation. The principal business activities of RPC are to acquire, own, invest in, sell and otherwise dispose of (i) improved or unimproved real estate, and (ii) stock, securities, partnership interests, joint venture interests, limited liability company membership interests, bonds, mortgages, and other evidences of indebtedness relating to improved or unimproved real estate or real estate businesses or companies. Rosewood is a Texas corporation. The principal business activity of Rosewood is to act as a holding company. CHTE is a Texas trust. The principal business activities of CHTE are to invest in closely held stock, other securities and ranching. SVP is a Delaware corporation. The principal business activities of SVP are to acquire, own, invest in, sell and otherwise dispose of (i) improved or unimproved real estate, and (ii) stock, securities, partnership interests, joint venture interests, limited liability company membership interests, bonds, mortgages, and other evidences of indebtedness relating to improved or unimproved real estate or real estate businesses or companies. Consolidated is a Nevada corporation. The principal business activity of Consolidated is to act as a holding company. Sammons is a Delaware corporation. The principal business activity of Sammons is to act as a holding company. The Sammons Estate is an estate in probate under the laws of the State of Texas. The principal business activity of the Sammons Estate is to hold the assets of Charles A. Sammons, deceased. The principal business and office address of each of SVP-RPC and RPC is 500 Crescent Court, Suite 300, Dallas, Texas 75201. The principal business and office address of each of Rosewood and CHTE is 100 Crescent Court, Suite 1700, Dallas, Texas 75201. The principal business and office address of each of SVP, Sammons and the Sammons Estate is 5949 Sherry Lane, Suite 1900, Dallas, Texas 75225-6553. The principal business and office address of Consolidated is One Midland Plaza, Sioux Falls, South Dakota 57193. The name, business address and present principal occupation or employment of the trustee and advisory board members of CHTE and each of the executive officers and directors of RPC and Rosewood are set forth on Attachment A hereto. The name, business address and present principal occupation or employment of the independent executors of the Sammons Estate and each of the executive officers and directors of SVP, Consolidated and Sammons are set forth on Attachment B hereto. To the best knowledge of the Reporting Persons, all persons listed on Attachments A and B are United States citizens. During the last five years, no Reporting Persons, nor, to the best knowledge of such Reporting Persons, any of the trustee or advisory board members of the CHTE or the independent executors of the Sammons Estate or any of the executive officers or directors of RPC, Rosewood, SVP, Consolidated or Sammons have been (1) convicted of any criminal proceedings (excluding traffic violations or similar misdemeanors) or (2) a party to civil proceedings of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION On June 2, 1997, SVP-RPC purchased 811,000 shares of the Common Stock (the "Original Shares") in a private transaction for $8,353,000. SVP-RPC used its working capital to effect the purchase of the Original Shares, and such Original Shares were purchased for investment. On June 12, 2000, the Issuer effected a reverse stock split (the "Stock Split") that resulted in SVP-RPC owning 405,500 shares of the Common Stock. On June 8, 2001, the Issuer repurchased 2,020,784 shares of the outstanding Common Stock from third parties unrelated to any of the Reporting Persons (the "Stock Redemption" and, together with the Stock Split, the "Issuer Trnasactions"). As a result of the Issuer Transactions, SVP-RPC now owns approximately 6.4% of the outstanding Common Stock. No additional funds were paid by any Reporting Person in connection with the Issuer Transactions. ITEM 4. PURPOSE OF THE TRANSACTION The original acquisition of shares of the Common Stock by SVP-RPC was for investment purposes. To the best of their knowledge, no Reporting Person has any plans or proposals that relate to or would result in any of the activities described in Item 4 of Schedule 13D. Depending on market conditions and other factors, the Reporting Persons and the persons listed on Attachments A and B may acquire additional shares as they deem appropriate, whether in open market purchases, privately negotiated transactions or otherwise. The Reporting Persons and the persons listed on Attachments A and B also reserve the right to dispose of some or all of their shares in the open market, in privately negotiated transactions to third parties or otherwise. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER The responses of the Reporting Persons to Items 7, 8, 9, 10, 11 and 13 on the cover pages of this statement and Attachments A and B relating to beneficial ownership as well as voting or dispositive power are incorporated herein by reference. The Reporting Persons indicating group status beneficially own 405,500 shares or 6.4% of the outstanding Common Stock in the aggregate. Except as set forth in Item 3 above no Reporting Person, nor, to their knowledge, any person identified on Attachment A or B has effected any transactions in shares of Common Stock during the preceding sixty (60) days. CHTE and Rosewood have indicated group status and shared voting power only by reason of their parent/subsidiary relationship with RPC and have no agreement, arrangement or understanding with regard to shares of Common Stock. ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER Other than as disclosed above, no Reporting Person nor, to the best knowledge of such Reporting Persons, any of the persons listed on Attachment A or B, is a party to any other contract, arrangement, understanding or relationship, legal or otherwise, with respect to any securities of the Issuer. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS 1. Joint Filing Agreement, dated as of August 7, 2001, by and among SVP-RPC, RPC, Rosewood, CHTE, SVP, Consolidated, Sammons and the Sammons Estate. SIGNATURE After reasonable inquiry and to the best of the undersigned's knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct. Date: August 7, 2001 SVP-RPC JOINT VENTURE By: Rosewood Property Company, its managing venturer By: /s/ B. DENNIS KING --------------------- Name: B. Dennis King Title: Senior Vice President ROSEWOOD PROPERTY COMPANY By: /s/ B. DENNIS KING --------------------- Name: B. Dennis King Title: Senior Vice President THE ROSEWOOD CORPORATION By: /s/ C. JEDSON NAU -------------------- Name: C. Jedson Nau Title: Senior Vice President CAROLINE HUNT TRUST ESTATE By: /s/ DON W. CRISP ------------------- Name: Don W. Crisp Title: Trustee SAMMONS VENTURE PROPERTIES By: /s/ ROBERT W. KORBA ---------------------- Robert W. Korba President CONSOLIDATED INVESTMENT SERVICES, INC. By: /s/ JOHN H. WASHBURN ----------------------- John H. Washburn Vice President SAMMONS ENTERPRISES, INC. By: /s/ ROBERT W. KORBA ---------------------- Robert W. Korba President ESTATE OF CHARLES A. SAMMONS By: /s/ ROBERT W. KORBA ---------------------- Robert W. Korba Independent Co-Executor of the Estate of Charles A. Sammons INDEX TO EXHIBITS Exhibit 1 Joint Filing Agreement, dated as of August 7, 2001, by and among SVP-RPC Joint Venture, Rosewood Property Company, The Rosewood Corporation, Caroline Hunt Trust Estate, Sammons Venture Properties, Inc., Consolidated Investment Services, Inc, Sammons Enterprises, Inc. and the Estate of Charles A. Sammons. ATTACHMENT A THE TRUSTEE AND ADVISORY BOARD MEMBERS OF CHTE AND THE DIRECTORS AND EXECUTIVE OFFICERS OF CERTAIN AFFILIATES AND SUBSIDIARIES THEREOF
Present Principal Name and Position Present Business Address Occupation Amount of Securities - ------------------------------- ------------------------------ ------------------------- -------------------- Schuyler B. Marshall, 100 Crescent Court, Suite 1700 President of Rosewood President of Rosewood and Dallas, Texas 75201 President and Director of RPC Susan L. Fish, 100 Crescent Court, Suite 1700 Senior Vice President Senior Vice President and Dallas, Texas 75201 and Chief Financial Chief Financial Officer of Officer of Rosewood Rosewood and Senior Vice President of RPC C. Jedson Nau, 100 Crescent Court, Suite 1700 Senior Vice President Senior Vice President and Dallas, Texas 75201 and General Counsel of General Counsel of Rosewood Rosewood Stephen H. Sands, 100 Crescent Court, Suite 1700 Director of Rosewood Director of Rosewood and Dallas, Texas 75201 RPC Laurie Sands Harrison, 100 Crescent Court, Suite 1700 Director of Rosewood Director of Rosewood and Dallas, Texas 75201 RPC David K. Sands, 100 Crescent Court, Suite 1700 Director of Rosewood Director of Rosewood and Dallas, Texas 75201 RPC J.B. Sands, 100 Crescent Court, Suite 1700 Director of Rosewood Director of Rosewood and Dallas, Texas 75201 RPC Patrick B. Sands, 100 Crescent Court, Suite 1700 Director of Rosewood Director of Rosewood and Dallas, Texas 75201 RPC John M. Dziminski, 100 Crescent Court, Suite 1700 President of
Senior Vice President of Dallas, Texas 75201 Rosewood Rosewood Management Corporation Tom Hunt, 500 Thanksgiving Tower Chairman of the Board Member of the Advisory Board Dallas, Texas 75201 and Director of Hunt of CHTE Petroleum Corporation and the Management of Personal and Family Interests Charles P. Summerall, 16475 Dallas Parkway Management of Personal Member of the Advisory Board Dallas, Texas 75201 and Family Interests of CHTE Don W. Crisp, 100 Crescent Court, Suite 1700 Chairman of the Board of Trustee of CHTE, Dallas, Texas 75201 Rosewood Member of the Advisory Board of CHTE, Chairman of the Board of Rosewood and Director of Rosewood and RPC B. Dennis King, 500 Crescent Court, Suite 300 Senior Vice President Senior Vice President and Dallas, Texas 75201 and Director of RPC Director of RPC Nancy K. Dunlap, 500 Crescent Court, Suite 300 Vice President of RPC Vice President of RPC Dallas, Texas 75201
ATTACHMENT B THE INDEPENDENT EXECUTORS OF THE SAMMONS ESTATE AND THE DIRECTORS AND EXECUTIVE OFFICERS OF CERTAIN AFFILIATES AND SUBSIDIARIES THEREOF
Present Principal Name and Position Present Business Address Occupation Amount of Securities - ------------------------------- -------------------------------- ------------------------- -------------------- Robert W. Korba, 5949 Sherry Lane, Suite 1900 President of SVP and President of SVP and Sammons Dallas, Texas 75225 Sammons and Independent and Director of Sammons and Co-Executor of the Independent Co-Executor of Sammons Estate the Sammons Estate Joseph A. Ethridge, 5949 Sherry Lane, Suite 1900 Vice President of SVP Vice President of SVP and Dallas, Texas 75225 and Senior Vice Senior Vice President of President of Finance of Finance of Sammons Sammons John H. Washburn, 5949 Sherry Lane, Suite 1900 Vice President of SVP Vice President of SVP and Dallas, Texas 75225 and Consolidated and Consolidated and Senior Vice Senior Vice President of President of Sammons Sammons Michael M. Masterson, One Midland Plaza President of Consolidated President of Consolidated Sioux Falls, South Dakota 57193 Stephan P. Horvat, Jr., One Midland Plaza Vice President of Vice President of Consolidated Sioux Falls, South Dakota 57193 Consolidated Mary Anne Cree, 5949 Sherry Lane, Suite 1900 Director of Director of Sammons Dallas, Texas 75225 Sammons
Elaine D. Sammons, 5949 Sherry Lane, Suite 1900 Chairman of the Board of Chairman of the Board and Dallas, Texas 75225 Sammons and Independent Director of Sammons and Co-Executor of the Independent Co-Executor of Sammons Estate the Sammons Estate Jim Whitson, 5949 Sherry Lane, Suite 1900 Director of Sammons Director of Sammons Dallas, Texas 75225 William P. Daves, IV, 5949 Sherry Lane, Suite 1900 Vice President of Real Vice President of Real Estate Dallas, Texas 75225 Estate of Sammons of Sammons Robert S. Kendall, Vice 5949 Sherry Lane, Suite 1900 Vice President of President of Organization Dallas, Texas 75225 Organization Development Development of Sammons of Sammons
EX-1 3 dex1.txt JOINT FILING AGREEMENT EXHIBIT 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them a Statement on Schedule 13D (including amendments thereto) with regard to the common stock of Wellsford Real Properties, Inc. and further agree that this Joint Filing Agreement be included as an Exhibit to such joint filings. In evidence thereof, the undersigned, being duly authorized, hereby execute this Agreement as of the 7th day of August, 2001. SVP-RPC JOINT VENTURE By: Rosewood Property Company, its managing venturer By: /s/ B. DENNIS KING ---------------------------- Name: B. Dennis King Title: Senior Vice President ROSEWOOD PROPERTY COMPANY By: /s/ B. DENNIS KING ---------------------------------- Name: B. Dennis King Title: Senior Vice President THE ROSEWOOD CORPORATION By: /s/ C. JEDSON NAU ---------------------------------- Name: C. Jedson Nau Title: Senior Vice President CAROLINE HUNT TRUST ESTATE By: /s/ DON W. CRISP ---------------------------------- Name: Don W. Crisp Title: Trustee SAMMONS VENTURE PROPERTIES By: /s/ ROBERT W. KORBA ---------------------------------- Robert W. Korba President CONSOLIDATED INVESTMENT SERVICES By: /s/ JOHN H. WASHBURN ---------------------------------- John H. Washburn Vice President SAMMONS ENTERPRISES, INC. By: /s/ ROBERT W. KORBA ---------------------------------- Robert W. Korba President ESTATE OF CHARLES A. SAMMONS By: /s/ ROBERT W. KORBA ---------------------------------- Robert W. Korba Independent Co-Executor of the Estate of Charles A. Sammons -----END PRIVACY-ENHANCED MESSAGE-----